FERC Issued a Disgorgement of $674,064 to PJM, Plus $84,690 in Interest and a Civil Penalty of $105,000 to Montpelier Generating Station, LLC, and Rockland Capital, LP

Summary of NERC Penalties

REGION

WHEN?

ENTITY

COMPLIANCE AREA

VIOLATION

REASON

PENALTY AMOUNT

PJM

Quarter 1 - October 2025

Montpelier Generating Station, LLC and Rockland Capital, LP

PJM Tariff Regulations

PJM Open Access Transmission Tariff and 18 C.F.R. Section 35.41(b) violations

Companies avoided penalties during Winter Storm Elliott by misclassifying a Forced Outage as a Maintenance Outage in their PJM submissions, violating tariff rules.

$674,064 + $84,690

PJM

Quarter 1 - October 2025

Montpelier Generating Station, LLC and Rockland Capital, LP

PJM Tariff Regulations

PJM Open Access Transmission Tariff and 18 C.F.R. Section 35.41(b) violations

Companies misclassified a Forced Outage as a Maintenance Outage in PJM submissions during Winter Storm Elliott, avoiding compliance penalties and financial repercussions.

$105,000

Summary:

The Commission approved the Stipulation and Consent Agreement (Agreement) between the Office of Enforcement (Enforcement) and Montpelier Generating Station, LLC (Montpelier) and Rockland Capital, LP (Rockland) (collectively, the Companies). The Agreement resolves Enforcement’s investigation into whether the Companies violated the PJM Interconnection (PJM) Open Access Transmission Tariff and the Commission’s Market Behavior Rule, 18 C.F.R. Section 35.41(b), by classifying a Forced Outage as a Maintenance Outage in submissions to PJM during the period October 25, 2022, through January 11, 2023, causing Montpelier to avoid Performance Assessment Interval penalties during Winter Storm Elliott in December 2022. Montpelier agrees to: (a) disgorge $674,064 in avoided penalties to PJM, plus $84,690 in interest; (b) pay a civil penalty of $105,000 to the United States Treasury; and (c) submit an annual compliance monitoring report to Enforcement for two years with a third year at Enforcement’s discretion.

Associated Files: 20241206-189FERC61185-IN24-15-000-Montpelier Generating Station et al-Settlement Agreement

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